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Anti-money Laundering Regulations

The AML regulations are designed to prevent the proceeds of crime and terrorist money from making their way into our financial system.

Many businesses are subject to the regulations, including those authorised by the FCA and many other professional bodies.

Compliance is a serious and complex matter, with mandatory obligations such as customer due diligence, undertaking a thorough risk assessment, robust policies and procedures, appointing a MLRO and reporting suspicions appropriately.

I advise businesses on the regulations and how to stay compliant.  I often prepare the mandatory risk assessment and train staff on what money laundering is and how to avoid it.  Having dealt with many cases over the years through the criminal courts, the training is full of real life experiences, which usually grabs attention.

If you need some help with the AML regulations, you should get in touch.

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